Disclaimer & Disclosure

Disclaimer & Disclosure


At certain places on this Hillegas Advisory Services, Inc.  Internet site, live 'links' to other Internet addresses can be accessed. Such external Internet addresses contain information created, published, maintained, or otherwise posted by institutions or organizations independent of Hillegas Advisory Services, Inc. Hillegas Advisory Services, Inc. does not endorse, approve, certify, or control these external Internet addresses and does not guarantee or assume responsibility for the accuracy, completeness, efficacy, timeliness, or correct sequencing of information located at such addresses. Use of any information obtained from such addresses is voluntary, and reliance on it should only be undertaken after an independent review of its accuracy, completeness, efficacy, and timeliness. Reference therein to any specific commercial product, process, or service by trade name, trademark, service mark, manufacturer, or otherwise does not constitute or imply endorsement, recommendation, or favoring by Hillegas Advisory Services, Inc..


Hillegas Advisory Services, Inc. (“HAS”) is a registered investment adviser located in San Diego, California. HAS and its representatives are in compliance with the current filing requirements imposed upon registered investment advisers by those states in which HAS maintains clients. HAS may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.

This website provides general information about HAS, with access to additional information and is not intended to offer investment or financial planning advice.  The publication of HAS’s web site on the Internet should not be construed as HAS’s solicitation to effect securities transactions, or the offering of personalized advice over the Internet.  Any subsequent, direct communication by HAS with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.  HAS provides personalized investment and/or financial planning advice only within the context of contractual agreements with clients, and only after a review of the client's situation.  A copy of HAS’s current written disclosure statement (Form ADV-Part II) discussing HAS’s business operations, services, and fees is available from HAS upon written request.

Some pages within the HAS website are password-protected and are intended only to allow authorized user access to information relative to specific client account(s).  It should be understood that the HAS website does not provide the ability to direct account transactions (e.g. place trade orders, make withdrawals), except through certain linked third party websites.  The user in password-protected areas is responsible for any use of the password and for maintaining the confidentiality of the password. 

No client or prospective client should assume that the publication of investment positions, strategies and/or recommendations as well as the access and use of any financial calculator serves as the receipt of, or a substitute for, personalized advice from HAS, or from any other investment professional. HAS are neither attorneys nor accountants, and no portion of the web site content should be interpreted as legal, accounting or tax advice. 

HAS does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to HAS’s  web site or incorporated herein, and takes no responsibility therefore.  All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Past performance may not be indicative of future results.  Therefore, no current or prospective client should assume that future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended or undertaken by HAS) or product made reference to directly or indirectly by HAS in its web site, indirectly via a link to an unaffiliated third party web site, or other publication, will be profitable or equal the corresponding indicated performance level.  Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio.

Historical performance results for investment indexes and/or categories generally do not reflect the deduction of transaction and/or custodial charges or the deduction of an investment management fee, the incurrence of which would have the effect of decreasing historical performance results.

With regard to publication or ranking of HAS by another organization, it should be understood that: (1) it should not be construed by any existing or prospective client as a guarantee that they will experience a certain level of results if they engage or continue to engage services; (2) it should not be construed as a current or past endorsement of HAS by any of its clients; and (3) lists or rankings published by magazines and other sources are generally based exclusively on information prepared and submitted by HAS.

Each client and prospective client agrees, as a condition precedent to his/her/its access to HAS’s web site, to release and hold harmless HAS, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from HAS.

Please view our Privacy Notice for information on how we handle nonpublic information.  Also, additional important disclosure information can be found in our ADV Part II, available on request.            

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